Thank you for viewing and/or download forms for our first meeting! If you have any questions at all, please don't hesitate to call (757-302-6131) or email (firstname.lastname@example.org). I look forward to seeing you soon!
The Personal Data Gathering Questionnaire is essential to bring to our first meeting. At a minimum, complete the first page with your contact information and the last page describing some of your goals. The more data you can fill in ahead of time the more efficient our meeting can be- which saves you money. You're welcome to bring bank, credit and investment account statements, tax returns, insurance statements, estate planning documents (wills, durable and health care powers of attorney, trusts, living will/advance directive) and other documents in lieu of or in addition to filling in the form details.
If you wish for us to review any aspect of investing, please review (and print, if you wish) our Form ADV Part II and Privacy Agreements. Print out the Receipt of Form ADV Part II and Privacy Agreement to give to me, signed, at our meeting. In order to properly assess your risk tolerance and appropriate investment portfolio, please complete the Finametrica Risk Questionnaire and bring to our meeting.
If you wish to authorize us directly to obtain or release information to any third party, use the Authorization of Information Form. The last form, the Financial Satisfaction Questionnaire, may be interesting and helpful, if you see fit. It can help us discover areas of planning you may not otherwise consider.
- Personal Data Gathering Questionnaire
Essential for our first meeting, your information is kept confidential in accordance with our privacy statement, below.
- Documents Needed for Analysis
Suggested documents for a comprehensive financial review.
- 2019 Form ADV II Disclosure
For your information and protection, we are required to provide this to you because we are a Registered Investment Advisor in the Commonwealth of Virginia. Please review.
- Privacy Statement
This form demonstrates our protection of your privacy as we secure all of your records with the greatest of confidentiality.
- Receipt of Form ADV Part II and Privacy Notice
- FinaMetrica Risk Questionnaire
This questionnaire helps us determine the level of risk you are willing to take when investing. The completion of this form is required before we can give advice on your specific investing plan.
- Authorization of Information
This form permits us to work with other professionals from whom we may need information to complete your financial plan.
- Financial Satisfaction Questionnaire
This questionnaire helps us determine your satisfaction concerning various parts of your financial life. When we know the areas in which you are not as comfortable, we can better assist you by focusing on your true concerns and needs.